The Soapbox

Moneyshot

Joined: 10/23/2001 Posts: 4891
Likes: 2476


Sure Drexel was a broker dealer...


But you’re kind of making my point for me...after the fall of Drexel, and the Global Settlement a decade later, the compliance rules for executives at Broker dealers were ramped up significantly...none of these guys (including the Loeffler) are allowed to maintain proprietary trading accounts...they outsource management of their assets, and those managers’ trades are reported to the broker dealer compliance teams monthly, and compared to the firms’ watch/restricted lists...it’s almost impossible for sr executives at BDs to get away with trading on non-public info...including family members


(In response to this post by Blah)

Posted: 04/03/2020 at 11:34AM



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Current Thread:
 
  
The lady is a very competent trader. -- Shenhoo 04/03/2020 10:12AM
  I'm assuming her assets are held in a blind trust -- Capital City Hoo 04/03/2020 12:46PM
  They are not in a blind trust -- Stimp 04/03/2020 1:47PM
  Or her 3rd party is really good -- psychobilly 04/03/2020 10:34AM
  She is such an idiot -- WahooMatt05 04/03/2020 10:17AM
  Or you guys are getting fishooked... -- Moneyshot 04/03/2020 10:37AM
  New york Congressman Chris Collins says hello ** -- Plano Hoo 04/03/2020 12:45PM
  LOL...completely different situation -- Moneyshot 04/03/2020 12:48PM
  As I recall, Collins was a legal “insider” -- Moneyshot 04/03/2020 12:53PM
  Ha...I was bored and being snarky -- Moneyshot 04/03/2020 2:05PM
  And why did they sell just days after buying? ** -- 111Balz 04/03/2020 12:22PM
  How do they do in pandemics? ** -- 111Balz 04/03/2020 2:45PM
  Nm** -- Moneyshot 04/03/2020 3:17PM
  The point is a very simple one... -- Moneyshot 04/03/2020 10:53AM
  Your unquestioning trust in Republican -- Shenhoo 04/03/2020 10:42AM
  She claims someone else was trading for her. -- WahooMatt05 04/03/2020 10:41AM

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